Guiding Principles
Protecting Your Quality of Life
We are driven to protect your quality of life and help you fulfill the American Dream — it’s our passion.
We take pride in knowing the expertise, knowledge and services we offer you are of the highest quality. We bring our passion to the table every time we sit with you and provide advice on your most intimate financial affairs. We are always ready and willing to help you when needed.
Five simple yet unwavering principles drive our team
- Service excellence that exceeds expectations
- Pursuit of knowledge to ensure informed decisions
- High integrity in every interaction with honesty and ethics
- Cohesive teamwork in a rewarding work environment
- Disruptive innovation to deliver the most appropriate guidance, solutions and outcomes
Services we provide to support our mission
Retirement Plan Services
If you are an employer looking for a dedicated partner to assist in managing your retirement plan we offer a full range of services to help. Whether you have a 401k, 403b, or a Non-Qualified Plan, we have comprehensive tools and resources to help mitigate your fiduciary liabilities, make the day to day operations of the plan easier to administer, and see that your employees strive to achieve a successful path to retirement.
Wealth Management Services
If you are an individual looking for financial advice beyond investments, we offer a holistic approach to wealth management. We put your goals and dreams at the center of our advice. Our advisors assist you to understand how investments, retirement income planning, financial planning and estate planning are all part of your bigger picture. We help you connect your money and the life you want. We are invested in you.
Portfolio Management Services
If you are a company, foundation, or endowment looking for strategies for your goal-oriented assets, we have a highly credentialed team focused on financial markets. Our scale allows us to harness Wall Street capabilities under a Main Street service model. We seek to ensure investments are working effectively, delivering true results, and help to manage cost and risk per the goals of your account.
TPA Services (offered through Retirement Plan Administration, Inc.)
If you are a retirement plan sponsor who is encountering administration issues like testing failures, voluntary corrections, or employee distributions, Retirement Plan Administration can serve as your plan’s third party administrator (TPA). Although you will retain managerial control, a TPA can help you navigate the complex requirements required to administer an ERISA-qualified retirement plan.
Affiliate Advisor Services (offered through Resources Investment Advisors, Inc.)
If you are an advisor or financial services firm who is dissatisfied with the support you are receiving, you need to talk to Resources Investment Advisors Inc. (“RIA”). RIA is an SEC-registered investment advisory firm operating in a co-operative fashion to provide compliance and portfolio management services to its advisors, while also allowing them to use their combined size to leverage new tools, services, and pricing.