Shipshewana, Indiana (included as one of the “1,000 Places to See Before You Die”)
Favorite book or movie
Witness (reminds me of my hometown and its large Amish population)
Ideal dinner guest
Words to live by
Keep an open mind, but not so open your brains fall out.
Qualities you admire in people
Entrepreneurial spirit, hard work, self-reliance, honesty.
Dream vacation spot
Favorite sports team
Indiana Hoosiers (sorry Jayhawk fans)
Chief Compliance Officer
Phil Troyer serves as VP of Compliance for Bukaty Companies Financial Services and Chief Compliance Officer for Resources Investment Advisors, Inc. He is also registered as a Supervising Principal with Triad Advisor.
Phil brings more than eight years of experience in the financial services industry to the firm and has been a licensed attorney since 1995. He is responsible for the firm’s overall compliance with federal and state investment laws. Prior to joining Bukaty Companies Financial Services, Phil managed his own ERISA law practice and draws upon that experience to respond to questions and develop proactive solutions to assist the firm, its advisors, and clients in complying with this complex body of law. Phil previously served as General Counsel for NRP Financial and NRP Advisors, a broker-dealer and investment adviser owned by National Retirement Partners, and has written numerous articles on ERISA law for retirement plan industry trade publications.
Phil obtained a BS in political science from DePauw University and his J.D. from Indiana University.
Phil holds his Series 7, 24, and 63 licenses through Triad Advisor.